Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 11. Pension transfer specialist
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 1 Jan 2025)
    • [FCA CF] Client dealing (since 1 Jan 2025)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF1 Director (AR) (10 Feb 2011 to 16 Aug 2011)
    • CF30 Customer (10 Feb 2011 to 16 Aug 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.