Shailesh Vaghela

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

TenetConnect Limited (no longer approved here)
FRN 149826
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Sep 2020)
- CF30 Customer (31 Jul 2014 to 28 Sep 2020)
BBT Group Ltd (no longer approved here)
FRN 189722
- Employed By (31 Jul 2014 to 28 Sep 2020)
Lighthouse Advisory Services Limited (no longer approved here)
FRN 195199
- CF30 Customer (13 Jan 2012 to 1 Aug 2014)
Lighthouse Financial Advice Limited (no longer approved here)
FRN 225502
- (336)Employed By (13 Jan 2012 to 1 Aug 2014)
RLUM Limited (no longer approved here)
FRN 144032
- CF30 Customer (22 Jan 2009 to 29 Oct 2011)
Clydesdale Bank Plc (no longer approved here)
FRN 121873
- CF22 Investment Adviser (Trainee) (20 Sep 2005 to 10 Oct 2005)
HBOS Investment Fund Managers Limited (no longer approved here)
FRN 119223
- CF22 Investment Adviser (Trainee) (10 Apr 2003 to 5 Jun 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.