Shahid Naeem

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Affinity Financial Awareness Limited (no longer approved here)
FRN 409160
- CF30 Customer (6 Oct 2017 to 4 Dec 2017)
Wealth At Work Limited (no longer approved here)
FRN 417367
- CF30 Customer (6 Oct 2017 to 4 Dec 2017)
M&G ADVICE PARTNERS LIMITED (no longer approved here)
FRN 584256
- CF30 Customer (14 Nov 2014 to 1 Dec 2016)
QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF30 Customer (29 Apr 2014 to 3 Nov 2014)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF30 Customer (2 Jul 2012 to 28 Dec 2012)
Santander UK Plc (no longer approved here)
FRN 106054
- CF30 Customer (29 Nov 2011 to 4 May 2012)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF30 Customer (20 Sep 2010 to 18 Oct 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.