Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Liquidnet Europe Limited (no longer approved here)

    FRN 198039

    • SMF3 Executive Director (9 Dec 2019 to 24 Mar 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF3 Chief Executive (1 Dec 2001 to 1 Jul 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.