Seth Joel Vaughan

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Beach Point Capital Europe LLP
FRN 520534
- [FCA CF] Client dealing (since 1 Mar 2023)
BOOST&CO LIMITED (no longer approved here)
FRN 711918
- (27)[FCA CF] Client dealing (9 Mar 2021 to 11 Oct 2022)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- [FCA CF] Client dealing (14 May 2020 to 7 Mar 2021)
Bank of Scotland plc (no longer approved here)
FRN 169628
- [FCA CF] Client dealing (14 May 2020 to 7 Mar 2021)
Clydesdale Bank Plc (no longer approved here)
FRN 121873
- CF30 Customer (28 Dec 2007 to 5 Aug 2015)
National Australia Bank Limited (no longer approved here)
FRN 141309
- CF30 Customer (28 Dec 2007 to 8 Dec 2010)

Updates to this individual's record on the FCA register.

1 day ago
controlled function added: (27)[FCA CF] Client dealing at BOOST&CO LIMITED

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.