Date authorised
1 April 2013
Companies House
OC351279
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    61 Curzon Street
    4th Floor
    London
    W1J 8PD
    UNITED KINGDOM
    Phone
    +442076476150
  • Complaints Contact

    61 Curzon Street
    4th Floor
    London
    W1J 8PD
    UNITED KINGDOM
    Phone
    +442076476150

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Beach Point Capital (UK) Limited

    IRN XXB01085

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (14 Sep 2010 to 8 Dec 2019)
  • . Beach Point Capital 2 UK Ltd

    IRN XXB01189

    • SMF27 Partner (9 Dec 2019 to 1 Mar 2020)
    • CF4 Partner (24 May 2018 to 8 Dec 2019)
  • Antje Meyer Ziatabari

    IRN AXM05077

    • SMF27 Partner (25 Feb 2020 to 6 Dec 2022)
    • CF30 Customer (7 Aug 2018 to 8 Dec 2019)
  • David Rosenblum

    IRN DXR01977

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (2 May 2018 to 8 Dec 2019)
  • Geraldine Kieren

    IRN GXK00212

    • [FCA CF] Client dealing (9 Oct 2023 to 17 Jan 2024)
  • Gints Robert Berzins

    IRN GBB01025

    • CF11 Money Laundering Reporting (14 Sep 2010 to 4 Apr 2018)
    • CF10 Compliance Oversight (14 Sep 2010 to 4 Apr 2018)
    • CF30 Customer (14 Sep 2010 to 4 Apr 2018)
    • CF4 Partner (14 Sep 2010 to 4 Apr 2018)
  • Ian Mark Griffiths

    IRN IMG01014

    • [FCA CF] Client dealing (2 Mar 2021 to 1 Apr 2026)
    • CF30 Customer (4 Aug 2014 to 8 Dec 2019)
  • Jae Yeon Lee

    IRN JXL00274

    • [FCA CF] Client dealing (1 Nov 2021 to 11 Aug 2023)
  • Jakob Nilsson

    IRN JXN00082

    • [FCA CF] Client dealing (since 2 Mar 2021)
  • Lawrence Goldman

    IRN LXG24212

    • SMF27 Partner (25 Feb 2020 to 2 Jan 2026)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.