Sergei Chinkis

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Toronto-Dominion Bank

    FRN 124859

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Nov 2025)
    • [FCA CF] Manager of certification employee (since 21 Nov 2023)
    • [FCA CF] Material risk taker (since 6 Mar 2023)
    • [FCA CF] Client dealing (since 6 Mar 2023)
  • The Bank of Nova Scotia (no longer approved here)

    FRN 141308

    • [FCA CF] Material risk taker (15 Jul 2022 to 5 Mar 2023)
    • [FCA CF] Significant management (15 Jul 2022 to 5 Mar 2023)
    • [FCA CF] Client dealing (15 Jul 2022 to 5 Mar 2023)
    • [FCA CF] Manager of certification employee (15 Jul 2022 to 5 Mar 2023)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 22 Oct 2012)
    • CF21 Investment Adviser (15 Feb 2007 to 31 Oct 2007)
  • BMO Capital Markets Limited (no longer approved here)

    FRN 170937

    • CF22 Investment Adviser (Trainee) (6 Oct 2004 to 13 Nov 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.