Serge Raffard

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Allianz UK Distribution Limited (no longer approved here)
FRN 307523
- SMF3 Executive Director (2 Jul 2025 to 30 Nov 2025)
Allianz Insurance Plc (no longer approved here)
FRN 121849
- [FCA CF] Manager of certification employee (9 May 2024 to 30 Nov 2025)
Pet Plan Limited (no longer approved here)
FRN 311969
- [FCA CF] Manager of certification employee (9 May 2024 to 30 Nov 2025)
Liverpool Victoria Insurance Company Limited (no longer approved here)
FRN 202965
- Responsible for Insurance Distribution (23 Aug 2023 to 30 Nov 2025)
- SMF18 Other Overall Responsibility (23 Aug 2023 to 30 Nov 2025)
Highway Insurance Company Limited (no longer approved here)
FRN 202972
- Responsible for Insurance Distribution (23 Aug 2023 to 30 Nov 2025)
- SMF18 Other Overall Responsibility (23 Aug 2023 to 30 Nov 2025)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF21 Investment Adviser (1 Dec 2001 to 14 Nov 2002)
J.P. Morgan Europe Limited (no longer approved here)
FRN 124579
- CF21 Investment Adviser (1 Dec 2001 to 14 Nov 2002)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF21 Investment Adviser (1 Dec 2001 to 14 Nov 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.