Date authorised
1 April 2013
Companies House
03007252
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    15 Bishopsgate
    London
    EC2N 3AR
    UNITED KINGDOM
    Phone
    +4401483568161
  • Complaints Contact

    15 Bishopsgate
    London
    UK
    EC2N 3AR
    UNITED KINGDOM
    Phone
    +4403306785006

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Debt Collection

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adrian Garry Ewington

    IRN AGE01028

    • SMF3 Executive Director (9 Dec 2019 to 31 Aug 2023)
    • CF1 Director (8 Apr 2014 to 8 Dec 2019)
  • Alison Jane Rayner

    IRN AJR01425

    • SMF16 Compliance Oversight (since 14 Jul 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 14 Jul 2025)
  • Andrew Peter Reid

    IRN AXR00046

    • Responsible for Insurance Distribution (17 Nov 2023 to 28 Jun 2024)
    • SMF3 Executive Director (19 Mar 2021 to 28 Jun 2024)
    • [FCA CF] Significant management (9 Dec 2020 to 19 Mar 2021)
  • Barry O'Neill

    IRN BXO01096

    • SMF3 Executive Director (9 Dec 2019 to 13 Nov 2023)
    • SMF1 Chief Executive (9 Dec 2019 to 13 Nov 2023)
    • Responsible for Insurance Distribution (1 Oct 2018 to 13 Nov 2023)
    • CF8 Apportionment and Oversight (18 Oct 2007 to 31 Mar 2009)
    • Responsible for Insurance Mediation (1 Sep 2007 to 30 Sep 2018)
    • CF3 Chief Executive (1 Sep 2007 to 8 Dec 2019)
    • CF1 Director (1 Sep 2007 to 8 Dec 2019)
  • Christoph Rosenfeld

    IRN CXR00570

    • Responsible for Insurance Distribution (1 Jan 2025 to 3 Jul 2025)
    • SMF3 Executive Director (1 Jan 2025 to 3 Jul 2025)
  • Darya Mansoury-Dara

    IRN DXM01190

    • [FCA CF] Significant management (since 28 May 2025)
  • David Andrew Torrance

    IRN DAT01037

    • CF2 Non Executive Director (22 Jun 2006 to 30 Jun 2013)
  • Deborah Cross

    IRN DXC00402

    • [FCA CF] Significant management (21 Jun 2021 to 10 Sep 2021)
  • Elizabeth Prior

    IRN EXP01358

    • [FCA CF] Manager of certification employee (since 24 Jul 2025)
  • Fernley Keith Dyson

    IRN FKD01001

    • CF2 Non Executive Director (15 Mar 2019 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.