Serge George Pierre De Bruyn

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Bank of America, N.A. (no longer approved here)
FRN 124642
- CF30 Customer (3 Jun 2011 to 29 Sep 2015)
RBC Europe Limited (no longer approved here)
FRN 124543
- CF21 Investment Adviser (22 Dec 2004 to 12 Apr 2007)
Royal Bank of Canada (no longer approved here)
FRN 124783
- CF21 Investment Adviser (22 Dec 2004 to 12 Apr 2007)
Commerzbank AG (no longer approved here)
FRN 124920
- CF21 Investment Adviser (13 Oct 2003 to 15 Oct 2004)
Santander Financial Services plc (no longer approved here)
FRN 146003
- CF21 Investment Adviser (1 Dec 2001 to 29 Aug 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.