Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] CASS oversight function (3 Jun 2021 to 13 Apr 2022)
- [FCA CF] Client dealing (3 Jun 2021 to 13 Apr 2022)
- [FCA CF] Significant management (3 Jun 2021 to 13 Apr 2022)
- [PRA CF] Key function holder (3 Jun 2021 to 13 Apr 2022)
- SMF27 Partner (9 Dec 2019 to 13 Apr 2022)
- CF4 Partner (22 May 2009 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.