Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Richard Morris (no longer approved here)

    FRN 492718

    • [FCA CF] CASS oversight function (3 Jun 2021 to 13 Apr 2022)
    • [FCA CF] Client dealing (3 Jun 2021 to 13 Apr 2022)
    • [FCA CF] Significant management (3 Jun 2021 to 13 Apr 2022)
    • [PRA CF] Key function holder (3 Jun 2021 to 13 Apr 2022)
    • SMF27 Partner (9 Dec 2019 to 13 Apr 2022)
    • CF4 Partner (22 May 2009 to 8 Dec 2019)

Recent activity

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