Richard Morris

Date authorised
1 April 2013
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Flat 3
    38 Alfred Place
    Greater London
    London
    WC1E 7DU
    UNITED KINGDOM
    Phone
    +4402084456446
    Web
    https://www.ciisuk.com

  • Complaints Contact

    Flat 3
    38 Alfred Place
    Greater London
    London
    WC1E 7DU
    UNITED KINGDOM
    Phone
    +4402084456446

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard Anthony Morris

    IRN RAM01179

    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • SMF27 Partner (9 Dec 2019 to 13 Apr 2022)
    • CF8 Apportionment and Oversight (22 May 2009 to 8 Dec 2019)
    • Responsible for Insurance Mediation (22 May 2009 to 30 Sep 2018)
    • CF4 Partner (22 May 2009 to 8 Dec 2019)
  • Senka Morris

    IRN SXM02391

    • [FCA CF] Client dealing (3 Jun 2021 to 13 Apr 2022)
    • [FCA CF] Significant management (3 Jun 2021 to 13 Apr 2022)
    • [FCA CF] CASS oversight function (3 Jun 2021 to 13 Apr 2022)
    • [PRA CF] Key function holder (3 Jun 2021 to 13 Apr 2022)
    • SMF27 Partner (9 Dec 2019 to 13 Apr 2022)
    • CF4 Partner (22 May 2009 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.