Sebastian Grigg

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • South Molton Street Capital Limited

    FRN 760643

    • [FCA CF] Client dealing (since 6 Jan 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (26 Feb 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (26 Feb 2018 to 8 Dec 2019)
    • CF1 Director (9 Jan 2017 to 8 Dec 2019)
    • CF30 Customer (9 Jan 2017 to 8 Dec 2019)
  • THE CO-OPERATIVE BANK P.L.C. (no longer approved here)

    FRN 121885

    • SMF7 Group Entity Senior Manager (15 Jan 2021 to 1 Jan 2025)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF29 Significant management (19 Dec 2008 to 8 Apr 2013)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (21 Aug 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.