South Molton Street Capital Limited

Date authorised
9 January 2017
Companies House
10393744
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    7 South Molton Street
    2nd Floor
    London
    W1K 5QG
    UNITED KINGDOM
    Phone
    +4407867528258

  • Complaints Contact

    7 South Molton Street
    2nd Floor
    London
    W1K 5QG
    UNITED KINGDOM
    Phone
    +4407867528258

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexander James Bevan Phillips

    IRN AJP01166

    • [FCA CF] Client dealing (since 19 Mar 2025)
  • Jialu Wang

    IRN JXW01808

    • [FCA CF] Client dealing (6 Jan 2020 to 4 Sep 2023)
    • SMF3 Executive Director (9 Dec 2019 to 1 Jan 2024)
    • CF1 Director (5 Feb 2018 to 8 Dec 2019)
    • CF30 Customer (5 Feb 2018 to 8 Dec 2019)
  • Nicholas Tara Kelly

    IRN NTK01011

    • CF11 Money Laundering Reporting (9 Jan 2017 to 19 Feb 2018)
    • CF10 Compliance Oversight (9 Jan 2017 to 19 Feb 2018)
  • Sebastian Grigg

    IRN ESG01006

    • [FCA CF] Client dealing (since 6 Jan 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (26 Feb 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (26 Feb 2018 to 8 Dec 2019)
    • CF30 Customer (9 Jan 2017 to 8 Dec 2019)
    • CF1 Director (9 Jan 2017 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.