Sean Patrick O'Connor

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fairstone Financial Management Limited

    FRN 475973

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 15 Apr 2024)
    • [FCA CF] Functions requiring qualifications (since 15 Apr 2024)
  • Morgans Ltd (no longer approved here)

    FRN 159488

    • CF30 Customer (1 Nov 2007 to 14 Jul 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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