Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Algorithmic trading (since 17 Mar 2026)
    • [FCA CF] Client dealing (since 17 Mar 2026)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Manager of certification employee (14 Apr 2021 to 31 Aug 2022)
    • [FCA CF] Client dealing (30 Apr 2020 to 31 Aug 2022)
    • [FCA CF] Material risk taker (30 Apr 2020 to 31 Aug 2022)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Manager of certification employee (14 Apr 2021 to 31 Aug 2022)
    • [FCA CF] Client dealing (30 Apr 2020 to 31 Aug 2022)
    • [FCA CF] Material risk taker (30 Apr 2020 to 31 Aug 2022)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (21 Dec 2004 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (21 Dec 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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