Sean Brendan Kennedy

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Seabrook Clark Ltd

    FRN 593299

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Jul 2021)
    • Appointed representative dealing with clients for which they require qualification (since 9 Jul 2021)
    • [FCA CF] Client dealing (since 9 Jul 2021)
  • SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 100013

    • CF21 Investment Adviser (2 Jun 2005 to 31 Jan 2007)
    • CF22 Investment Adviser (Trainee) (20 Oct 2004 to 2 Jun 2005)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (1 Dec 2001 to 1 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

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