Sean Beck

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

BORDER TO COAST PENSIONS PARTNERSHIP LIMITED (no longer approved here)
FRN 800511
- [FCA CF] Client dealing (25 Oct 2022 to 28 Feb 2025)
Troy Asset Management Limited (no longer approved here)
FRN 195764
- CF30 Customer (28 Sep 2009 to 28 Jun 2018)
RATHBONES ASSET MANAGEMENT LIMITED (no longer approved here)
FRN 144266
- CF30 Customer (1 Nov 2007 to 17 Mar 2009)
- CF27 Investment Management (29 Jan 2007 to 31 Oct 2007)
Rathbones Investment Management Limited (no longer approved here)
FRN 116316
- CF22 Investment Adviser (Trainee) (15 Apr 2005 to 29 Jan 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.