Sean Andrew Heggarty

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • INNES REID INVESTMENTS LIMITED

    FRN 211626

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 6 Nov 2023)
    • [FCA CF] Client dealing (since 6 Nov 2023)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • [FCA CF] Client dealing (18 May 2021 to 3 Nov 2023)
    • [FCA CF] Functions requiring qualifications (18 May 2021 to 3 Nov 2023)
  • Reflect Financial Limited (no longer approved here)

    FRN 932095

    • (12)Employed By (20 Aug 2020 to 15 Mar 2021)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 15 Mar 2021)
    • CF30 Customer (21 Sep 2019 to 15 Mar 2021)
  • Willson Grange Wealth Management Limited (no longer approved here)

    FRN 811556

    • Employed By (21 Sep 2019 to 15 Mar 2021)

Recent activity

Updates to this individual's record on the FCA register.

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