Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (17 Oct 2024 to 1 Apr 2025)
    • CF30 Customer (11 Oct 2024 to 1 Apr 2025)
  • David James Wealth Limited (no longer approved here)

    FRN 771834

    • Employed By (11 Oct 2024 to 1 Apr 2025)
  • Emery (IFA) Limited (no longer approved here)

    FRN 526134

    • [FCA CF] Client dealing (10 Apr 2024 to 6 Sep 2024)
    • [FCA CF] Functions requiring qualifications (10 Apr 2024 to 6 Sep 2024)
  • Beckett Financial Services Limited (no longer approved here)

    FRN 138104

    • [FCA CF] Client dealing (9 Dec 2019 to 23 Jun 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Jun 2023)
    • CF30 Customer (15 Feb 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.