Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 29 Jul 2025)
    • Appointed representative dealing with clients for which they require qualification (since 29 Jul 2025)
    • CF30 Customer (since 15 May 2025)
    • CF1 Director (AR) (since 15 May 2025)
  • Ivy Sterling Ltd

    FRN 1015039

    • (1)Employed By (since 15 May 2025)
  • MB Private Office Ltd (no longer approved here)

    FRN 928132

    • SMF3 Executive Director (18 May 2022 to 30 Jul 2024)
    • [FCA CF] Client dealing (1 Sep 2020 to 30 Jul 2024)
    • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 30 Jul 2024)
  • Seven Investment Management LLP (no longer approved here)

    FRN 589124

    • CF30 Customer (25 Nov 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.