Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (13 Jan 2016 to 8 Dec 2019)
  • Lanyon Financial Planning Limited (no longer approved here)

    FRN 481116

    • CF30 Customer (28 Feb 2014 to 15 Jan 2016)
  • William David Smyth (no longer approved here)

    FRN 216476

    • Employed By (4 Oct 2013 to 30 Dec 2013)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (4 Oct 2013 to 30 Dec 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.