Scott Shadwell

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 12 Jan 2026)
    • CF30 Customer (since 19 Dec 2025)
  • Doyle & Palmer Wealth Management Limited

    FRN 836767

    • (2)Employed By (since 19 Dec 2025)
  • Gerald Pepper Financial Management Limited (no longer approved here)

    FRN 195615

    • CF30 Customer (5 May 2022 to 7 Jan 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 7 Jan 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 7 Jan 2025)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (22 Aug 2008 to 10 May 2013)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (17 Mar 2006 to 2 Mar 2007)
    • CF22 Investment Adviser (Trainee) (24 Aug 2005 to 17 Mar 2006)
  • Punter Southall SIPP Limited (no longer approved here)

    FRN 189480

    • CF21 Investment Adviser (11 Apr 2005 to 29 Jul 2005)
    • CF22 Investment Adviser (Trainee) (12 Nov 2004 to 11 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

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