Scott Rodney Marsh

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Manager of certification employee (15 Feb 2021 to 28 Nov 2021)
    • [FCA CF] Client dealing (31 Oct 2019 to 28 Nov 2021)
    • [FCA CF] Material risk taker (31 Oct 2019 to 28 Nov 2021)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Material risk taker (14 May 2018 to 21 Oct 2019)
    • [FCA CF] Manager of certification employee (14 Mar 2018 to 6 Jul 2019)
    • [FCA CF] Client dealing (10 Aug 2017 to 21 Oct 2019)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Manager of certification employee (14 May 2018 to 6 Jul 2019)
    • [FCA CF] Client dealing (14 May 2018 to 21 Oct 2019)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Jul 2014 to 6 Mar 2016)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 21 Mar 2014)
    • CF21 Investment Adviser (12 Sep 2007 to 31 Oct 2007)
  • National Australia Bank Limited (no longer approved here)

    FRN 141309

    • CF21 Investment Adviser (6 Jun 2006 to 16 Jul 2007)
    • CF26 Customer Trading (6 Jun 2006 to 16 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.