Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Standard Life Home Finance Limited (no longer approved here)

    FRN 976892

    • (1)Director of firm who is not a certification employee or a SMF manager (7 Jun 2024 to 3 Oct 2025)
  • Phoenix Life Limited (no longer approved here)

    FRN 110418

    • [FCA CF] Material risk taker (31 Jan 2020 to 7 Oct 2025)
    • [FCA CF] Client dealing (10 Dec 2018 to 16 Dec 2021)
    • [FCA CF] Significant management (10 Dec 2018 to 7 Oct 2025)
  • Standard Life Assurance Limited (no longer approved here)

    FRN 439567

    • [FCA CF] Material risk taker (31 Jan 2020 to 9 Nov 2023)
    • [FCA CF] Client dealing (10 Dec 2018 to 16 Dec 2021)
    • [FCA CF] Significant management (10 Dec 2018 to 9 Nov 2023)
  • Pearl Group Services Limited (no longer approved here)

    FRN 571858

    • [FCA CF] Client dealing (9 Dec 2019 to 16 Dec 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 14 Mar 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 16 Dec 2021)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 23 Nov 2009)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 23 Nov 2009)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (1 Feb 2006 to 1 Sep 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (1)Director of firm who is not a certification employee or a SMF manager at Standard Life Home Finance Limited