Scott Riley

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Global Futures and Options Ltd (no longer approved here)
FRN 945035
- SMF17 Money Laundering Reporting Officer (MLRO) (15 Feb 2022 to 17 Apr 2026)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF30 Customer (17 Jul 2013 to 11 Feb 2015)
Cboe Chi-X Europe Limited (no longer approved here)
FRN 449481
- CF29 Significant management (10 Mar 2008 to 30 Apr 2009)
- CF1 Director (17 Jul 2006 to 10 Mar 2008)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.