Scott Richard Coffey

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Marex Financial (no longer approved here)
FRN 442767
- [FCA CF] Client dealing (9 Dec 2019 to 1 Mar 2024)
- CF30 Customer (11 Jun 2015 to 8 Dec 2019)
ABN AMRO Clearing Bank N.V., London Branch (no longer approved here)
FRN 400059
- CF30 Customer (27 May 2011 to 21 Dec 2012)
Tavira Financial Limited (no longer approved here)
FRN 462001
- CF30 Customer (3 May 2011 to 5 Feb 2013)
Marex Spectron International Limited (no longer approved here)
FRN 193027
- CF30 Customer (1 Nov 2007 to 31 Aug 2010)
- CF26 Customer Trading (11 Jan 2007 to 31 Oct 2007)
Societe Generale (no longer approved here)
FRN 124866
- CF21 Investment Adviser (1 Dec 2001 to 18 May 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.