Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (3 Sep 2010 to 6 Jan 2012)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF30 Customer (23 Jan 2009 to 16 Sep 2010)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF30 Customer (9 Nov 2007 to 15 Feb 2009)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (14 Jul 2005 to 7 Sep 2007)
    • CF22 Investment Adviser (Trainee) (8 Oct 2004 to 14 Jul 2005)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (11 Feb 2004 to 1 Oct 2004)
    • CF22 Investment Adviser (Trainee) (25 Jul 2003 to 11 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.