Scott Nicholas Wiseman

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Chattertons Wealth Management Limited

    FRN 766148

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Manager of certification employee (since 1 Nov 2024)
    • [FCA CF] Client dealing (since 3 Dec 2020)
    • [FCA CF] Functions requiring qualifications (since 3 Dec 2020)
    • CF30 Customer (1 Jan 2018 to 8 Dec 2019)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (4 Feb 2013 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (16 Jan 2009 to 11 Nov 2012)

Recent activity

Updates to this individual's record on the FCA register.

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