Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 19 Feb 2026)
    • [FCA CF] Functions requiring qualifications (since 19 Feb 2026)
  • MHA Wealth Limited (no longer approved here)

    FRN 143715

    • [FCA CF] Client dealing (9 Dec 2020 to 31 Dec 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 31 Dec 2025)
    • [FCA CF] Material risk taker (9 Dec 2020 to 31 Dec 2025)
  • EB ASSOCIATES GROUP LIMITED (no longer approved here)

    FRN 707424

    • CF30 Customer (15 Apr 2019 to 23 Apr 2019)
  • ASC FINANCIAL SOLUTIONS LIMITED (no longer approved here)

    FRN 506768

    • CF30 Customer (3 Apr 2018 to 9 Apr 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.