Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RBC Europe Limited
FRN 124543
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 19 Feb 2026)
- [FCA CF] Functions requiring qualifications (since 19 Feb 2026)
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- [FCA CF] Client dealing (9 Dec 2020 to 31 Dec 2025)
- [FCA CF] Functions requiring qualifications (9 Dec 2020 to 31 Dec 2025)
- [FCA CF] Material risk taker (9 Dec 2020 to 31 Dec 2025)
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- CF30 Customer (15 Apr 2019 to 23 Apr 2019)
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- CF30 Customer (3 Apr 2018 to 9 Apr 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.