Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Sense Network Limited
FRN 465124
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 29 Oct 2020)
- Appointed representative dealing with clients for which they require qualification (since 29 Oct 2020)
- CF30 Customer (since 1 Sep 2020)
-
- CF4 Partner (4 Nov 2013 to 1 May 2014)
- CF11 Money Laundering Reporting (4 Nov 2013 to 1 May 2014)
- CF30 Customer (4 Nov 2013 to 1 May 2014)
-
- Employed By (27 Jun 2013 to 8 Nov 2013)
-
- CF30 Customer (21 Nov 2011 to 17 May 2013)
-
- CF30 Customer (1 Nov 2007 to 29 Oct 2011)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.