Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 29 Oct 2020)
    • Appointed representative dealing with clients for which they require qualification (since 29 Oct 2020)
    • CF30 Customer (since 1 Sep 2020)
  • Impartial Financial Solutions Dundee LLP (no longer approved here)

    FRN 605987

    • CF4 Partner (4 Nov 2013 to 1 May 2014)
    • CF11 Money Laundering Reporting (4 Nov 2013 to 1 May 2014)
    • CF30 Customer (4 Nov 2013 to 1 May 2014)
  • Colin Blakeman (no longer approved here)

    FRN 595028

    • Employed By (27 Jun 2013 to 8 Nov 2013)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (21 Nov 2011 to 17 May 2013)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 29 Oct 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.