Scott Marcus Tindle

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tindle Wealth Management Limited

    FRN 826467

    • 14. Managing investments
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 3. Giving personal recommendations on derivatives
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Wealthkernel Limited (no longer approved here)

    FRN 723719

    • CF30 Customer (18 Nov 2017 to 15 Feb 2019)
    • CF1 Director (AR) (18 Nov 2017 to 15 Feb 2019)
  • Tindle Wealth Management Limited (no longer approved here)

    FRN 794237

    • Employed By (18 Nov 2017 to 15 Feb 2019)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 17 Jul 2014)
    • CF21 Investment Adviser (28 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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