Scott Macalister

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 12 Nov 2021)
    • [FCA CF] Client dealing (since 12 Nov 2021)
  • Tier One Capital Wealth Management Limited (no longer approved here)

    FRN 588633

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Nov 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 8 Nov 2021)
    • CF30 Customer (3 Jul 2017 to 8 Dec 2019)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (16 Dec 2009 to 29 Jul 2013)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 Nov 2007 to 2 Nov 2009)
    • CF21 Investment Adviser (1 Oct 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (6 Jul 2007 to 1 Oct 2007)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (2 Jun 2006 to 30 Jun 2007)
    • CF22 Investment Adviser (Trainee) (26 Nov 2004 to 2 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.