Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Pier Investment Management Limited
FRN 846470
- Director of firm who is not a certification employee or a SMF manager (since 1 Apr 2026)
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- [FCA CF] Client dealing (7 Mar 2021 to 6 Mar 2026)
- [FCA CF] Functions requiring qualifications (7 Mar 2021 to 6 Mar 2026)
- [FCA CF] Manager of certification employee (7 Mar 2021 to 17 Mar 2022)
- CF30 Customer (20 Oct 2008 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 13 Oct 2008)
- CF21 Investment Adviser (15 Sep 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.