Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (7 Jun 2024 to 5 Mar 2026)
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- [FCA CF] Material risk taker (21 May 2019 to 22 Oct 2022)
- [PRA CF] Significant risk taker or Material risk taker (21 May 2019 to 26 Oct 2022)
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- [PRA CF] Significant risk taker or Material risk taker (21 May 2019 to 26 Oct 2022)
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- [FCA CF] Manager of certification employee (3 Jan 2018 to 20 Aug 2019)
- [PRA CF] Significant risk taker or Material risk taker (27 Nov 2017 to 26 Oct 2022)
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- [FCA CF] Manager of certification employee (3 Jan 2018 to 20 Aug 2019)
- [PRA CF] Significant risk taker or Material risk taker (27 Nov 2017 to 26 Oct 2022)
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- CF30 Customer (1 Nov 2007 to 20 Feb 2015)
- CF21 Investment Adviser (29 Oct 2003 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.