Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Houlihan Lokey UK Limited (no longer approved here)

    FRN 792919

    • [FCA CF] Client dealing (7 Jun 2024 to 5 Mar 2026)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Material risk taker (21 May 2019 to 22 Oct 2022)
    • [PRA CF] Significant risk taker or Material risk taker (21 May 2019 to 26 Oct 2022)
  • The Royal Bank of Scotland International Limited (no longer approved here)

    FRN 760675

    • [PRA CF] Significant risk taker or Material risk taker (21 May 2019 to 26 Oct 2022)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [FCA CF] Manager of certification employee (3 Jan 2018 to 20 Aug 2019)
    • [PRA CF] Significant risk taker or Material risk taker (27 Nov 2017 to 26 Oct 2022)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • [FCA CF] Manager of certification employee (3 Jan 2018 to 20 Aug 2019)
    • [PRA CF] Significant risk taker or Material risk taker (27 Nov 2017 to 26 Oct 2022)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (1 Nov 2007 to 20 Feb 2015)
    • CF21 Investment Adviser (29 Oct 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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