Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
DAVID WILLIAMS I F A LIMITED
FRN 530750
- 14. Managing investments
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 2 Mar 2026)
- [FCA CF] Client dealing (since 2 Mar 2026)
-
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Feb 2026)
- [FCA CF] Client dealing (9 Dec 2019 to 20 Feb 2026)
- [FCA CF] Material risk taker (9 Dec 2019 to 14 Jan 2026)
- CF30 Customer (2 Sep 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.