Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 2 Mar 2026)
    • [FCA CF] Client dealing (since 2 Mar 2026)
  • MHA Wealth Limited (no longer approved here)

    FRN 143715

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Feb 2026)
    • [FCA CF] Client dealing (9 Dec 2019 to 20 Feb 2026)
    • [FCA CF] Material risk taker (9 Dec 2019 to 14 Jan 2026)
    • CF30 Customer (2 Sep 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.