Scott James Elgie

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • KW Wealth Planning Limited

    FRN 114694

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 19 Apr 2023)
    • [FCA CF] Functions requiring qualifications (since 19 Apr 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (26 May 2022 to 13 Mar 2023)
    • CF30 Customer (7 Apr 2022 to 13 Mar 2023)
  • KWM Wealth Ltd (no longer approved here)

    FRN 516056

    • Employed By (7 Apr 2022 to 13 Mar 2023)
  • Tradition (UK) Limited (no longer approved here)

    FRN 139200

    • [FCA CF] Client dealing (15 Dec 2020 to 11 Jun 2021)
  • TFS Derivatives Limited (no longer approved here)

    FRN 197244

    • [FCA CF] Client dealing (15 Dec 2020 to 11 Jun 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.