Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- CF1 Director (2 Feb 2015 to 1 May 2017)
- CF11 Money Laundering Reporting (2 Feb 2015 to 15 Jan 2017)
- CF30 Customer (2 Feb 2015 to 8 Dec 2019)
-
- CF30 Customer (1 Nov 2007 to 6 Jun 2014)
- CF27 Investment Management (28 Jul 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.