Harding Loevner (UK) Limited

Date authorised
2 February 2015
Companies House
08980247
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Uncommon Liverpool Street
    34-37 Liverpool Street
    London
    EC2M 7PP
    UNITED KINGDOM
    Phone
    +442070730411

  • Complaints Contact

    Ms Lisa Price
    400 Crossing Boulevard
    Fourth Floor
    Bridgewater
    NJ
    08807
    UNITED STATES OF AMERICA
    Phone
    +19088645769

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Aaron Jeffrey Bellish

    IRN AJB01780

    • CF1 Director (2 Feb 2015 to 12 Feb 2015)
  • David Richard Loevner

    IRN DRL01099

    • SMF3 Executive Director (9 Dec 2019 to 14 Jan 2020)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 2 Jan 2023)
    • CF1 Director (2 Feb 2015 to 8 Dec 2019)
  • Hannah Leigh Chase

    IRN HLC01030

    • CF30 Customer (22 Nov 2017 to 8 Dec 2019)
  • Henry Boateng

    IRN HXB00211

    • [FCA CF] Client dealing (22 Aug 2022 to 4 Oct 2022)
  • Jamie Webster

    IRN JXW00959

    • [FCA CF] Client dealing (11 Sep 2023 to 28 Feb 2025)
  • Lisa Rudikoff Price

    IRN LXP00057

    • Director of firm who is not a certification employee or a SMF manager (since 1 Jan 2025)
    • SMF16 Compliance Oversight (since 3 Mar 2021)
  • Lori Magliochetti Renzulli

    IRN LMR01060

    • SMF16 Compliance Oversight (9 Dec 2019 to 10 Aug 2022)
    • CF10 Compliance Oversight (2 Feb 2015 to 8 Dec 2019)
  • Richard Clarke-Wilson

    IRN RXC00543

    • [FCA CF] Client dealing (1 Sep 2022 to 28 Feb 2025)
  • Samuel Ismail Hosseini

    IRN SIH01026

    • SMF17 Money Laundering Reporting Officer (MLRO) (6 Aug 2020 to 18 Nov 2024)
    • SMF3 Executive Director (12 Dec 2019 to 1 Jan 2025)
  • Scott Crawshaw

    IRN SXC00615

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 18 Nov 2024)
    • SMF3 Executive Director (since 31 Aug 2024)
    • [FCA CF] Client dealing (since 1 Aug 2021)
    • Director of firm who is not a certification employee or a SMF manager (2 Jan 2023 to 31 Aug 2024)
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Recent activity

Updates to this firm's record on the FCA register.

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