Harding Loevner (UK) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Uncommon Liverpool Street34-37 Liverpool StreetLondonEC2M 7PPUNITED KINGDOM- Phone
- +442070730411
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Complaints Contact
Ms Lisa Price400 Crossing BoulevardFourth FloorBridgewaterNJ08807UNITED STATES OF AMERICA- Phone
- +19088645769
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Eligible Counterparty, Professional
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Scott Crawshaw
IRN SXC01282
- CF11 Money Laundering Reporting (2 Feb 2015 to 15 Jan 2017)
- CF30 Customer (2 Feb 2015 to 8 Dec 2019)
- CF1 Director (2 Feb 2015 to 1 May 2017)
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Sean Contant
IRN SXC02932
- SMF3 Executive Director (9 Dec 2019 to 2 Mar 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 2 Mar 2020)
- CF1 Director (22 Jun 2017 to 8 Dec 2019)
- CF11 Money Laundering Reporting (15 Jan 2017 to 8 Dec 2019)
- CF30 Customer (15 Jan 2017 to 8 Dec 2019)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.