Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- [FCA CF] Functions requiring qualifications (since 27 Aug 2020)
- [FCA CF] Client dealing (since 27 Aug 2020)
-
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 May 2020)
- [FCA CF] Client dealing (9 Dec 2019 to 29 May 2020)
- CF30 Customer (7 Sep 2017 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.