Scot James Radley

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 19 Aug 2015)
    • CF4 Partner (AR) (since 19 Aug 2015)
  • Radley Financial Services

    FRN 189357

    • (2)Employed By (since 1 Sep 2015)
  • Quilter Mortgage Planning Limited

    FRN 440718

    • CF4 Partner (AR) (since 1 Sep 2015)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Client dealing (11 Dec 2020 to 15 Feb 2021)
    • [FCA CF] Functions requiring qualifications (11 Dec 2020 to 15 Feb 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.