Radley Financial Services

This firm operates as an appointed representative of QUILTER FINANCIAL SERVICES LIMITED and Quilter Mortgage Planning Limited. Its regulated business runs under their FCA authorisations, and they're jointly legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Senior staff personally approved by the FCA to hold their roles here.

Annetta James Radley
IRN AJR00148
- (1)Employed By (since 20 Jul 2015)
- (2)Employed By (12 Mar 2001 to 1 Dec 2001)
Gary John Middlemas
IRN GJM00031
- (1)Employed By (26 Feb 2001 to 19 Feb 2002)
Scot James Radley
IRN SJR00030
- (2)Employed By (since 1 Sep 2015)
Thomas Donald
IRN TMD00004
- (3)Employed By (1 Oct 2003 to 4 Dec 2019)
William James Welsh
IRN WJW00011
- (4)Employed By (26 Mar 2000 to 28 Feb 2003)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.