Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (2 May 2012 to 27 Mar 2013)
- CF30 Customer (25 Apr 2012 to 27 Mar 2013)
- CF10a CASS Oversight function (1 Oct 2011 to 16 Apr 2012)
- CF10 Compliance Oversight (7 Jun 2011 to 16 Apr 2012)
- CF11 Money Laundering Reporting (7 Jun 2011 to 16 Apr 2012)
- CF28 Systems and controls (7 Jun 2011 to 16 Apr 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.