Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mercer Limited

    FRN 121935

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • CF30 Customer (20 Apr 2011 to 8 Dec 2019)
  • Schroders IS Limited (no longer approved here)

    FRN 195028

    • CF30 Customer (4 Feb 2009 to 15 Jun 2010)
  • Towers Watson Limited (no longer approved here)

    FRN 432886

    • CF21 Investment Adviser (18 Aug 2005 to 9 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

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