Sarah Pietersen

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

RBC Europe Limited (no longer approved here)
FRN 124543
- CF30 Customer (25 Nov 2010 to 16 Feb 2015)
Royal Bank of Canada (no longer approved here)
FRN 124783
- CF30 Customer (25 Nov 2010 to 16 Feb 2015)
Macquarie Capital (Europe) Limited (no longer approved here)
FRN 193905
- CF30 Customer (1 Dec 2009 to 13 Sep 2010)
Panmure Liberum Limited (no longer approved here)
FRN 403721
- CF21 Investment Adviser (18 Jul 2005 to 8 Jun 2007)
ADM Investor Services International Limited (no longer approved here)
FRN 148474
- CF21 Investment Adviser (10 May 2005 to 7 Jul 2005)
- CF26 Customer Trading (12 Apr 2005 to 10 May 2005)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- CF21 Investment Adviser (1 Dec 2001 to 23 Dec 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.