Sarah Oluwole

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Professional Financial Centre (Thames Valley) Ltd
FRN 198090
- SMF16 Compliance Oversight (since 21 Mar 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 21 Mar 2025)
- SMF3 Executive Director (since 21 Mar 2025)
Lumin Wealth Limited
FRN 775068
- SMF3 Executive Director (since 3 Apr 2020)
- CF1 Director (AR) (5 Nov 2021 to 13 Dec 2022)
- SMF3 (AR) Executive Director function (5 Nov 2021 to 13 Dec 2022)
- SMF16 Compliance Oversight (30 Apr 2020 to 30 Oct 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (30 Apr 2020 to 30 Oct 2025)
Chamberlain Stean & West Ltd (no longer approved here)
FRN 466922
- Employed By (5 Nov 2021 to 13 Dec 2022)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.