Sarah Louise Smyth

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (27 Apr 2012 to 21 Jun 2013)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 21 Nov 2008)
    • CF21 Investment Adviser (27 Jul 2006 to 31 Oct 2007)
  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • CF21 Investment Adviser (23 Aug 2004 to 31 Dec 2004)
  • Macquarie Bank Ltd (no longer approved here)

    FRN 170934

    • CF21 Investment Adviser (1 Dec 2001 to 24 May 2002)
  • Macquarie Capital (Europe) Limited (no longer approved here)

    FRN 193905

    • CF21 Investment Adviser (1 Dec 2001 to 24 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.