Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 8 Aug 2025)
  • Navigator Financial Planning Limited (no longer approved here)

    FRN 587701

    • (86)Responsible for Insurance Distribution (22 Dec 2025 to 8 Apr 2026)
    • (85)Responsibility for MCD Intermediation (22 Dec 2025 to 8 Apr 2026)
    • (87)SMF16 Compliance Oversight (8 Aug 2025 to 8 Apr 2026)
  • Flowers McEwan Limited (no longer approved here)

    FRN 593401

    • (25)Responsible for Insurance Distribution (22 Dec 2025 to 31 Mar 2026)
    • (26)SMF16 Compliance Oversight (8 Aug 2025 to 31 Mar 2026)
  • Lee Strathy Limited (no longer approved here)

    FRN 607803

    • (23)Responsible for Insurance Distribution (22 Dec 2025 to 1 May 2026)
    • (24)SMF16 Compliance Oversight (8 Aug 2025 to 1 May 2026)
  • Law Society (NI) Financial Advice Limited (no longer approved here)

    FRN 141726

    • (88)Responsibility for MCD Intermediation (19 Sep 2025 to 1 May 2026)
    • (89)Responsible for Insurance Distribution (19 Sep 2025 to 1 May 2026)
    • (90)SMF16 Compliance Oversight (8 Aug 2025 to 1 May 2026)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Responsible for Insurance Distribution at Navigator Financial Planning Limited

  2. controlled function added: (85)Responsibility for MCD Intermediation at Navigator Financial Planning Limited

  3. controlled function added: (86)Responsible for Insurance Distribution at Navigator Financial Planning Limited

  4. controlled function added: (87)SMF16 Compliance Oversight at Navigator Financial Planning Limited

  5. controlled function removed: Responsibility for MCD Intermediation at Law Society (NI) Financial Advice Limited

  6. controlled function removed: Responsible for Insurance Distribution at Law Society (NI) Financial Advice Limited

  7. controlled function removed: SMF16 Compliance Oversight at Law Society (NI) Financial Advice Limited

  8. controlled function added: (88)Responsibility for MCD Intermediation at Law Society (NI) Financial Advice Limited

  9. controlled function added: (89)Responsible for Insurance Distribution at Law Society (NI) Financial Advice Limited

  10. controlled function added: (90)SMF16 Compliance Oversight at Law Society (NI) Financial Advice Limited