Sarah Louise Anthony

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Societe Generale International Limited (no longer approved here)
FRN 538896
- CF30 Customer (19 Aug 2011 to 24 Apr 2012)
Landesbank Baden-Wurttemberg (no longer approved here)
FRN 204779
- CF30 Customer (1 Nov 2007 to 8 Apr 2011)
- CF21 Investment Adviser (2 May 2007 to 31 Oct 2007)
Societe Generale (no longer approved here)
FRN 124866
- CF21 Investment Adviser (22 Sep 2005 to 24 May 2006)
Nomura International Plc (no longer approved here)
FRN 124422
- CF21 Investment Adviser (28 Jun 2004 to 14 Jun 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.